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Market conduct regulation in USA

Market conduct regulation in USA

Regulators have historically sought to enhance a customer’s understanding of the products they purchase, imposing prescriptive requirements for disclosure, as well as setting professional standards for sales advisers. The goal is to rebalance the ‘information asymmetry’ – however, issues have continued to arise. An essential component of insurance regulation is

  • DILIP MOHAPATRA DILIP MOHAPATRA

DILIP MOHAPATRA

Jul 2, 2022 • 2 min read
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